并購(gòu)活動(dòng)* mergers and acquisitions

倉(cāng) position

個(gè)人大股東具報(bào)書(shū) Individual Substantial Shareholders Notification

個(gè)人投資者戶口 Individual Investor Account

個(gè)人客戶 individual client

個(gè)人交易所參與者 Individual Exchange Participant

個(gè)人計(jì)算機(jī)終端機(jī)用戶 PC terminal user

借方結(jié)余 debit balance

借款股 loan stock

借殼上市 backdoor listing

借貸資本 loan capital

借額 debit

倫敦國(guó)際金融期貨及期權(quán)交易所 London International Financial Futures and Options Exchange (LIFFE)

倫敦期權(quán)市場(chǎng) London Traded Options Market (LTOM)

倫敦證券交易所 London Stock Exchange (LSE)

凍結(jié) locked up

凍結(jié)股份機(jī)制 securities-on-hold mechanism

原油期貨 crude oil futures

套戥 / 套匯* / 套利* arbitrage

差價(jià) spread

差額繳款 marks / marks payment

庫(kù)存股份/股票 treasury stock

弱勢(shì)貨幣 soft currency

息股證 Equity Linked Instrument (ELI)

挾倉(cāng) cornering; squeeze; short squeeze

時(shí)間值 time value; time premium

時(shí)間戳記 time stamp

核心盈利 core earnings

核準(zhǔn)可贖回股份 approved redeemable share

核準(zhǔn)借入人 approved borrower

核準(zhǔn)借出代理人 approved lending agent

核數(shù)委員會(huì)【證監(jiān)會(huì)】 Audit Committee【SFC】

核數(shù)師 auditor

核數(shù)師報(bào)告 auditors' report

核證附注 verification notes

浮息存款證 floating rate certificate of deposit (FRCD)

浮息按揭 variable-rate mortgage

浮息票據(jù) floating rate note (FRN)

海外發(fā)行人 overseas issuer

消耗性資產(chǎn)【期權(quán)】 wasting asset【options】

流動(dòng)性不足 / 流通性不足 illiquidity

流動(dòng)資金 liquid capital

流動(dòng)資金比率/幅度 liquidity ratio; liquidity margin

流動(dòng)資金調(diào)節(jié)窗 Liquidity Adjustment Window (LAW)

流動(dòng)資金調(diào)節(jié)機(jī)制【金管局】 Liquidity Adjustment Facility (LAF)【HKMA】

流動(dòng)資產(chǎn) liquid asset

流通性 liquidity

流通風(fēng)險(xiǎn) liquidity risk

流通量提供者 liquidity provider

特別限價(jià)盤(pán) special limit order

特別處理股【中國(guó)內(nèi)地】 Special Treatment【Mainland China】

特別征費(fèi) Special Levy

特別轉(zhuǎn)讓股【中國(guó)內(nèi)地】 Particular Transfer【Mainland China】

特快登記/過(guò)戶登記服務(wù) expedited registration service

特殊項(xiàng)目 exceptional item

特許使用者 privileged user

特許財(cái)務(wù)分析員 chartered financial analyst

特許財(cái)務(wù)分析員公會(huì) Institute of Chartered Financial Analysts

特許管理會(huì)計(jì)師公會(huì) Chartered Institute of Management Accountants (CIMA)

「特許證券商」制度【美國(guó)】 Specialist System【US】

特種國(guó)債【中國(guó)內(nèi)地】 Special Treasury【Mainland China】

特種備兌證信息【大利市】 exotic warrant information【Teletext】

留存股票 treasury stock

留存盈利/收益 retained earnings; retained income

「粉紅價(jià)單」【美國(guó)】 Pink Sheets【US】

留存溢利/盈利 retained profits

留成資金 / 保留資金 retained capital

「粉紅價(jià)單」【美國(guó)】 Pink Sheets【US】

純交易板 trading-only board

紙黃金 paper gold

索償通知 claim notice

蚊型股 penny stock

被動(dòng)受托人 bare trustee

訊框傳送交易網(wǎng)絡(luò) frame relay trading network

托管人 custodian

托管商參與者【中央結(jié)算系統(tǒng)參與者】 Custodian Participant【CCASS Participants】

記名證券 registered securities

記名證書(shū) registered certificate

記賬式國(guó)庫(kù)券【中國(guó)內(nèi)地】 Registered Treasury【Mainland China】

財(cái)政司司長(zhǎng) Financial Secretary

財(cái)政年度 financial year

財(cái)政股東 financial shareholder

財(cái)政健全 financial integrity

財(cái)政部【中國(guó)內(nèi)地】 Ministry of Finance【Mainland China】

《財(cái)政資源規(guī)則》 Financial Resources Rules

財(cái)務(wù)申報(bào) financial reporting

財(cái)務(wù)風(fēng)險(xiǎn) financial risk; financial exposure

財(cái)務(wù)租賃 financial lease

財(cái)務(wù)通融 financial accomodation

財(cái)務(wù)業(yè)績(jī) financial results

財(cái)務(wù)摘要報(bào)告 summary financial report

財(cái)務(wù)監(jiān)管 financial regulation

財(cái)務(wù)顧問(wèn) financial adviser

財(cái)經(jīng)市場(chǎng)發(fā)展專責(zé)小組 The Financial Market Development Task Force

《財(cái)經(jīng)有道 ––– 證券、期貨及投資界專業(yè)道德實(shí)務(wù)指引》 Ethics in Practice – A Practical Guide for Financial Practitioners

財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局 Financial Services and the Treasury Bureau

財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局局長(zhǎng) Secretary for Financial Services and the Treasury

財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局常任秘書(shū)長(zhǎng) Permanent Secretary for Financial Services and the Treasury

財(cái)資企業(yè)集團(tuán) financial conglomerate

追補(bǔ)按金 margin call

退市 delisting

退稅 tax rebate; tax refund

逃稅 tax evasion

逆向投資者 contrarian

逆差 deficit; unfavourable difference; unfavourable variance

逆差額【中央結(jié)算系統(tǒng)】 unfavourable marks【CCASS】

逆轉(zhuǎn)交易【期權(quán)】 trade reversals【options】

逆轉(zhuǎn)交易合約【期權(quán)】 reversal contract【options】

酌情支付的花紅 discretionary bonus payment

酌情權(quán) discretionary power

配售 placing

配售代理 placing agent

配售指引 placing guidelines

配售新股 rights issue

配售經(jīng)辦人 book runner

配發(fā) allotment

除息基準(zhǔn) ex-dividend basis

除凈日 ex-date

除凈日未經(jīng)調(diào)整之收市價(jià) ex unadjusted close

除牌 delisting

除權(quán) ex-rights

馬來(lái)西亞證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng) Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)

馬城條約 Maastricht Treaty

馬鞍式組合【期權(quán)】 straddle【options】

高水【期貨】 premium【futures】

高于前成交價(jià) plus tick; uptick

高于面值 above par

高持股量股東【創(chuàng)業(yè)板】 significant shareholder【GEM】

高息票據(jù) equity linked note (ELN)

高杠桿效應(yīng)的投資 high leveraged investment

* Terms commonly used in the Mainland 內(nèi)地用語(yǔ)